What amount sold does FINANCIAL INSTITUTIONS INC report in Form D filings?

The latest linked filings report $115M sold across 2 identified offering(s). 0 unlinked amendment(s) are excluded; 0 offering(s) have no reported amount sold. This is not verified lifetime funding or money raised during a specific period.

When was FINANCIAL INSTITUTIONS INC's most recent SEC filing?

FINANCIAL INSTITUTIONS INC's most recent Form D filing was on 2025-12-17.

How many investors does FINANCIAL INSTITUTIONS INC have?

The most recent Form D filing lists 35 investor(s).

What type of securities does FINANCIAL INSTITUTIONS INC offer?

FINANCIAL INSTITUTIONS INC's SEC Form D filings indicate debt offerings.

FINANCIAL INSTITUTIONS INC

FISI

CIK: 0000862831·Commercial Banking·WARSAW, NY·Corporation

Reported Sold

$115,000,000

Total Filings

Identified Offerings

Last Filed

Dec 17, 2025

Employees

—

Reported sold uses the latest linked filing for each identified offering; it is not verified lifetime funding. SPV filings are shown separately.

Offering filing timeline

Dec 17, 2025Form D — New notice

Reported sold: $80,000,000 · Target: $80,000,000

Rule 506(b)·35 investors

Oct 15, 2020Form D — New notice

Reported sold: $35,000,000 · Target: $35,000,000

Rule 506(b)·20 investors

Fundraising Profile

Exemptions

Rule 506(b)

Investors in latest filing

Revenue Range

Decline to Disclose

Reported commissions across identified offerings

$1,654,000

Amendment Rate

Latest reported sold across 2 identified offerings

$115,000,000

Uses the latest linked filing for each offering. This is not a measure of money raised in the last year or verified lifetime funding.

Key People

Donald K. Boswell

Director

Appears on 2 filings

Martin K Birmingham

Executive Officer, Director

Appears on 2 filings

Andrew W. Dorn, Jr.

Director

Appears on 2 filings

Robert M. Glaser

Director

Appears on 2 filings

Dawn H. Burlew

Director

Appears on 2 filings

Susan R. Holliday

Director

Appears on 2 filings

Robert N. Latella

Director

Appears on 2 filings

Kim E. VanGelder

Director

Appears on 2 filings

Filing History

Date	Type	Offering target	Reported sold	Investors
Dec 17, 2025	New	$80,000,000	$80,000,000	35
Oct 15, 2020	New	$35,000,000	$35,000,000	20

Filing History

Amendment insights

Loading amendment history…

Comparable issuers

Matched on reported industry and issuer type, then ranked by business location, offering target, and recency. These are filing comparables, not verified business competitors.

Sword Financial Corp.

Commercial Banking

Offering target: $60,100,000

Filed Nov 2, 2026