What amount sold does D.A.DAVIDSON COMPANIES report in Form D filings?

The latest linked filings report $21.6M sold across 2 identified offering(s). 0 unlinked amendment(s) are excluded; 0 offering(s) have no reported amount sold. This is not verified lifetime funding or money raised during a specific period.

When was D.A.DAVIDSON COMPANIES's most recent SEC filing?

D.A.DAVIDSON COMPANIES's most recent Form D filing was on 2016-04-26.

How many investors does D.A.DAVIDSON COMPANIES have?

The most recent Form D filing lists 13 investor(s).

What type of securities does D.A.DAVIDSON COMPANIES offer?

D.A.DAVIDSON COMPANIES's SEC Form D filings indicate equity offerings.

D.A.DAVIDSON COMPANIES

CIK: 0001212566·Other Banking and Financial Services·Great Falls, MT·Corporation

Reported Sold

$21,561,197

Total Filings

Identified Offerings

Last Filed

Apr 26, 2016

Employees

—

Reported sold uses the latest linked filing for each identified offering; it is not verified lifetime funding. SPV filings are shown separately.

About

Company in Other Banking and Financial Services industry

SEC EDGAR

Offering filing timeline

Apr 26, 2016Form D — New notice

Reported sold: $5,211,197 · Target: $5,211,197

Rule 506(b)·13 investors

Aug 19, 2013Form D — New notice

Reported sold: $16,350,000 · Target: $16,350,000

Rule 506·38 investors

Fundraising Profile

Exemptions

Rule 506(b)

Investors in latest filing

Revenue Range

Decline to Disclose

Reported commissions across identified offerings

Amendment Rate

Latest reported sold across 2 identified offerings

$21,561,197

Uses the latest linked filing for each offering. This is not a measure of money raised in the last year or verified lifetime funding.

Key People

Lawrence Martinez

Related Person

Appears on 2 filings

Thomas Nelson

Related Person

Appears on 2 filings

Samuel Doyle

Related Person

Appears on 2 filings

Andrew Davidson

Related Person

Appears on 2 filings

Timothy Austin

Related Person

Appears on 2 filings

William Johnstone

Related Person

Appears on 2 filings

James Kerr

Related Person

Appears on 2 filings

Norman H. Swick

Related Person

Appears on 2 filings

Filing History

Date	Type	Offering target	Reported sold	Investors
Apr 26, 2016	New	$5,211,197	$5,211,197	13
Aug 19, 2013	New	$16,350,000	$16,350,000	38

Filing History

Amendment insights

Loading amendment history…

Comparable issuers

Matched on reported industry and issuer type, then ranked by business location, offering target, and recency. These are filing comparables, not verified business competitors.

Tier1 Alpha Asset Management, LLC

Other Banking and Financial Services

Offering target: $6,999,935

Filed Oct 27, 2026