What amount sold does Optima Emerging Markets Fund LTD report in Form D filings?

The latest linked filings report $1.5M sold across 1 identified offering(s). 0 unlinked amendment(s) are excluded; 0 offering(s) have no reported amount sold. This is not verified lifetime funding or money raised during a specific period.

When was Optima Emerging Markets Fund LTD's most recent SEC filing?

Optima Emerging Markets Fund LTD's most recent Form D filing was on 2014-10-30.

How many investors does Optima Emerging Markets Fund LTD have?

The most recent Form D filing lists 5 investor(s).

Optima Emerging Markets Fund LTD

CIK: 0001297333·Pooled Investment Fund·Pembroke, D0·Other

Reported Sold

$1,492,000

Total Filings

Identified Offerings

Last Filed

Oct 30, 2014

Employees

—

Reported sold uses the latest linked filing for each identified offering; it is not verified lifetime funding. SPV filings are shown separately.

About

Company in Pooled Investment Fund industry

SEC EDGAR

Offering filing timeline

Oct 30, 2014Form D/A — Amendment

Reported sold: $1,492,000 · Target: Indefinite

Rule 506(b)·5 investors·Section 3(c), Section 3(c)(7)

Changed: Reported amount sold, Sales commissions

Oct 1, 2013Form D/A — Amendment

Reported sold: $1,458,000 · Target: Indefinite

Rule 506(b)·5 investors·Section 3(c), Section 3(c)(7)

Changed: Reported amount sold, Sales commissions, Exemptions

Nov 9, 2012Form D/A — Amendment

Reported sold: $1,375,000 · Target: Indefinite

Rule 506·5 investors·Section 3(c), Section 3(c)(7)

Changed: Reported amount sold, Reported investors, Sales commissions

Mar 22, 2012Form D/A — Amendment

Reported sold: $2,527,000 · Target: Indefinite

Rule 506·6 investors·Section 3(c), Section 3(c)(7)

Oct 27, 2011Form D/A — Amendment

Reported sold: $2,527,000 · Target: Indefinite

Rule 506·6 investors·Section 3(c), Section 3(c)(7)

Changed: Reported amount sold, Reported investors, Sales commissions

Nov 4, 2010Form D — New notice

Reported sold: $8,176,000 · Target: Indefinite

Rule 506·8 investors·Section 3(c), Section 3(c)(7)

Fundraising Profile

Exemptions

Rule 506(b)

Investors in latest filing

Revenue Range

—

Reported commissions across identified offerings

$105,976

Amendment Rate

83%

Latest reported sold across 1 identified offering

$1,492,000

Uses the latest linked filing for each offering. This is not a measure of money raised in the last year or verified lifetime funding.

Key People

Geoffrey Manfred Lewis

Related Person

Appears on 5 filings

Ronald Aaron Lake

Related Person

Appears on 4 filings

Thomas Haskins Davis

Related Person

Appears on 4 filings

Optima Fund Limited Partnership

Related Person

Appears on 4 filings

Robert Richard Rans

Related Person

Appears on 4 filings

William Donald Thomson

Related Person

Appears on 3 filings

Dennie Dixon Boardman

Related Person

Appears on 3 filings

John Charles Ross Collis

Related Person

Appears on 3 filings

Filing History

Date	Type	Offering target	Reported sold	Investors
Oct 30, 2014	Amendment	Indefinite	$1,492,000	5
Oct 1, 2013	Amendment	Indefinite	$1,458,000	5
Nov 9, 2012	Amendment	Indefinite	$1,375,000	5
Mar 22, 2012	Amendment	Indefinite	$2,527,000	6
Oct 27, 2011	Amendment	Indefinite	$2,527,000	6
Nov 4, 2010	New	Indefinite	$8,176,000	8

Filing History

Amendment insights

Loading amendment history…

Comparable issuers

Matched on reported industry and issuer type, then ranked by business location, offering target, and recency. These are filing comparables, not verified business competitors.

Maple Leaf Fund Ltd.

Pooled Investment Fund

Offering target: Indefinite

Filed Oct 21, 2026