What amount sold does THB MICROCAP FUND, LLC report in Form D filings?

The latest linked filings report $183.4M sold across 1 identified offering(s). 1 unlinked amendment(s) are excluded; 0 offering(s) have no reported amount sold. This is not verified lifetime funding or money raised during a specific period.

When was THB MICROCAP FUND, LLC's most recent SEC filing?

THB MICROCAP FUND, LLC's most recent Form D filing was on 2020-04-22.

How many investors does THB MICROCAP FUND, LLC have?

The most recent Form D filing lists 40 investor(s).

THB MICROCAP FUND, LLC

CIK: 0001500702·Pooled Investment Fund·NORWALK, CT·Limited Liability Company

Reported Sold

$183,402,100

Total Filings

Identified Offerings

Last Filed

Apr 22, 2020

Employees

—

Reported sold uses the latest linked filing for each identified offering; it is not verified lifetime funding. SPV filings are shown separately. 1 unlinked amendment excluded.

About

Company in Pooled Investment Fund industry

SEC EDGAR

Offering filing timeline

Apr 22, 2020Form D/A — Amendment

Reported sold: $183,402,100 · Target: Indefinite

No verified predecessor available.

Rule 506(b)·40 investors·Section 3(c), Section 3(c)(7)

Apr 23, 2018Form D/A — Amendment

Reported sold: $183,402,100 · Target: Indefinite

Rule 506(b)·40 investors·Section 3(c), Section 3(c)(7)

Changed: Reported amount sold

May 9, 2017Form D/A — Amendment

Reported sold: $380,308,953 · Target: Indefinite

Rule 506(b)·40 investors·Section 3(c), Section 3(c)(7)

Changed: Reported amount sold

May 9, 2016Form D/A — Amendment

Reported sold: $324,452,175 · Target: Indefinite

Rule 506(b)·40 investors·Section 3(c), Section 3(c)(7)

Changed: Reported amount sold, Reported investors

Mar 11, 2015Form D/A — Amendment

Reported sold: $63,082,071 · Target: Indefinite

Rule 506(b)·30 investors·Section 3(c), Section 3(c)(7)

Changed: Reported amount sold, Reported investors

Dec 18, 2013Form D/A — Amendment

Reported sold: $63,026,071 · Target: Indefinite

Rule 506(b)·29 investors·Section 3(c), Section 3(c)(7)

Changed: Reported amount sold, Reported investors, Exemptions

Dec 18, 2012Form D/A — Amendment

Reported sold: $62,685,271 · Target: Indefinite

Rule 506·28 investors·Section 3(c), Section 3(c)(7)

Changed: Reported amount sold, Reported investors

Oct 27, 2011Form D/A — Amendment

Reported sold: $61,801,156 · Target: Indefinite

Rule 506·24 investors·Section 3(c), Section 3(c)(7)

Changed: Reported amount sold, Reported investors

Oct 26, 2010Form D/A — Amendment

Reported sold: $55,072,499 · Target: Indefinite

Rule 506·21 investors·Section 3(c), Section 3(c)(7)

Sep 10, 2010Form D — New notice

Reported sold: $55,072,499 · Target: Indefinite

Rule 506·21 investors·Section 3(c), Section 3(c)(7)

Fundraising Profile

Exemptions

Rule 506(b)

Investors in latest filing

Revenue Range

—

Reported commissions across identified offerings

Amendment Rate

90%

Latest reported sold across 1 identified offering

$183,402,100

Uses the latest linked filing for each offering. This is not a measure of money raised in the last year or verified lifetime funding.

1 unlinked amendment excluded.

Key People

JAMES MICHAEL KENNEDY

Related Person

Appears on 8 filings

CHRISTOPHER NICHOLAS CUESTA

Related Person

Appears on 8 filings

WILLIAM BRYANT

Related Person

Appears on 7 filings

WILLIAM WHITSEL BRYANT

Related Person

Appears on 7 filings

CHAD MICHAEL NELSON

Related Person

Appears on 5 filings

KEITH EDWARD DICKINSON

Related Person

Appears on 4 filings

JOHN GORDON BENNETT

Related Person

Appears on 3 filings

WILLIAM WHITSEL BRYANT

Related Person

Appears on 1 filing

Filing History

Date	Type	Offering target	Reported sold	Investors
Apr 22, 2020	Amendment	Indefinite	$183,402,100	40
Apr 23, 2018	Amendment	Indefinite	$183,402,100	40
May 9, 2017	Amendment	Indefinite	$380,308,953	40
May 9, 2016	Amendment	Indefinite	$324,452,175	40
Mar 11, 2015	Amendment	Indefinite	$63,082,071	30
Dec 18, 2013	Amendment	Indefinite	$63,026,071	29
Dec 18, 2012	Amendment	Indefinite	$62,685,271	28
Oct 27, 2011	Amendment	Indefinite	$61,801,156	24
Oct 26, 2010	Amendment	Indefinite	$55,072,499	21
Sep 10, 2010	New	Indefinite	$55,072,499	21

Filing History

Amendment insights

Loading amendment history…

Comparable issuers

Matched on reported industry and issuer type, then ranked by business location, offering target, and recency. These are filing comparables, not verified business competitors.

Ellington M Credit Fund Ltd.

Pooled Investment Fund

Offering target: Indefinite

Filed Oct 28, 2026