PCM Strategic Small Mid Cap L.P.

CIK: 0001524474·Pooled Investment Fund·KANSAS CITY, MO·Limited Partnership

Reported Sold

$31,556,990

Total Filings

9

Identified Offerings

1

Last Filed

Apr 21, 2022

Employees

—

Reported sold uses the latest linked filing for each identified offering; it is not verified lifetime funding. SPV filings are shown separately.

About

Company in Pooled Investment Fund industry

Filing History

Amendment insights

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Comparable issuers

Company Info

Entity Type: Limited Partnership

View on SEC EDGAR

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PCM Strategic Small Mid Cap L.P. — SEC Form D Filings | FilingFlow

Offering filing timeline

Apr 21, 2022Form D/A — Amendment

Reported sold: $31,556,990 · Target: $150,000,000

Rule 506(b)·21 investors·Section 3(c), Section 3(c)(1)

Changed: Reported amount sold, Reported investors

Sep 22, 2020Form D/A — Amendment

Reported sold: $18,488,723 · Target: $150,000,000

Rule 506(b)·25 investors·Section 3(c), Section 3(c)(1)

Changed: Reported amount sold, Reported investors

Oct 9, 2019Form D/A — Amendment

Reported sold: $31,131,913 · Target: $150,000,000

Rule 506(b)·26 investors·Section 3(c), Section 3(c)(1)

Changed: Reported amount sold, Reported investors

Sep 24, 2018Form D/A — Amendment

Reported sold: $40,802,516 · Target: $150,000,000

Rule 506(b)·31 investors·Section 3(c), Section 3(c)(1)

Changed: Reported amount sold, Reported investors

Sep 22, 2017Form D/A — Amendment

Reported sold: $37,835,618 · Target: $150,000,000

Rule 506(b)·33 investors·Section 3(c), Section 3(c)(1)

Changed: Reported amount sold, Reported investors

Sep 9, 2016Form D/A — Amendment

Reported sold: $32,486,772 · Target: $150,000,000

Rule 506(b)·34 investors·Section 3(c), Section 3(c)(1)

Changed: Reported amount sold, Reported investors

Sep 3, 2015Form D/A — Amendment

Reported sold: $38,013,669 · Target: $150,000,000

Rule 506(b)·37 investors·Section 3(c), Section 3(c)(1)

Changed: Reported amount sold, Reported investors, Exemptions

Apr 16, 2015Form D/A — Amendment

Reported sold: $36,739,637 · Target: $150,000,000

Rule 506(b)·36 investors·Section 3(c), Section 3(c)(1)

Changed: Reported amount sold, Reported investors, Exemptions

Jun 29, 2011Form D — New notice

Reported sold: $8,756,780 · Target: $150,000,000

Rule 506·12 investors

Fundraising Profile

Exemptions

Rule 506(b)

Investors in latest filing

21

Revenue Range

—

Reported commissions across identified offerings

$0

Amendment Rate

89%

Latest reported sold across 1 identified offering

$31,556,990

Uses the latest linked filing for each offering. This is not a measure of money raised in the last year or verified lifetime funding.

Key People

AS

Andrew S Klocke

Related Person

Appears on 9 filings

TL

Related Person

Appears on 9 filings

BN

Brian Nelson Kaufman

Related Person

Appears on 9 filings

PC

PCM Capital - Strategic Small Mid Cap LLC

Related Person

Appears on 9 filings

MM

Michael M Gentry

Related Person

Appears on 5 filings

Filing History

Date	Type	Offering target	Reported sold	Investors
Apr 21, 2022	Amendment	$150,000,000	$31,556,990	21
Sep 22, 2020	Amendment	$150,000,000	$18,488,723	25
Oct 9, 2019	Amendment	$150,000,000	$31,131,913	26
Sep 24, 2018	Amendment	$150,000,000	$40,802,516	31
Sep 22, 2017	Amendment	$150,000,000	$37,835,618	33
Sep 9, 2016	Amendment	$150,000,000	$32,486,772	34
Sep 3, 2015	Amendment	$150,000,000	$38,013,669	37
Apr 16, 2015	Amendment	$150,000,000	$36,739,637	36
Jun 29, 2011	New	$150,000,000	$8,756,780	12