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Rockefeller Sustainability & Impact SMID Cap Fund, L.P.

CIK: 0001527792·Pooled Investment Fund·NEW YORK, NY

Reported Sold

$20,217,126

Total Filings

16

Identified Offerings

1

Last Filed

Feb 4, 2026

Employees

—

Reported sold uses the latest linked filing for each identified offering; it is not verified lifetime funding. SPV filings are shown separately. 3 unlinked amendments excluded.

Filing History

Amendment insights

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Comparable issuers

Company Info

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Offering filing timeline

Feb 4, 2026Form D/A — Amendment

Reported sold: $22,507,564 · Target: N/A

No verified predecessor available.

Rule 506(b)·42 investors·Section 3(c), Section 3(c)(1)

Feb 7, 2025Form D/A — Amendment

Reported sold: $20,264,126 · Target: Indefinite

Rule 506(b)·42 investors·Section 3(c), Section 3(c)(1)

Changed: Reported amount sold, Offering target, Sales commissions, Finders fees, Non-accredited investors

Feb 9, 2024Form D/A — Amendment

Reported sold: $20,217,126 · Target: N/A

No verified predecessor available.

Rule 506(b)·42 investors·Section 3(c), Section 3(c)(1)

Feb 9, 2023Form D/A — Amendment

Reported sold: $20,217,126 · Target: Indefinite

Rule 506(b)·42 investors·Section 3(c), Section 3(c)(1)

Apr 15, 2022Form D/A — Amendment

Reported sold: $20,217,126 · Target: Indefinite

Rule 506(b)·42 investors·Section 3(c), Section 3(c)(1)

Changed: Reported amount sold

Apr 16, 2021Form D/A — Amendment

Reported sold: $19,507,126 · Target: Indefinite

Rule 506(b)·42 investors·Section 3(c), Section 3(c)(1)

Changed: Reported amount sold, Reported investors

Apr 17, 2020Form D/A — Amendment

Reported sold: $18,591,126 · Target: Indefinite

Rule 506(b)·33 investors·Section 3(c), Section 3(c)(1)

Changed: Reported amount sold, Reported investors

Apr 19, 2019Form D/A — Amendment

Reported sold: $12,153,626 · Target: Indefinite

Rule 506(b)·24 investors·Section 3(c), Section 3(c)(1)

Changed: Reported amount sold

Apr 20, 2018Form D/A — Amendment

Reported sold: $11,698,126 · Target: Indefinite

Rule 506(b)·24 investors·Section 3(c), Section 3(c)(1)

Changed: Reported amount sold, Reported investors

Apr 21, 2017Form D/A — Amendment

Reported sold: $6,336,126 · Target: Indefinite

Rule 506(b)·22 investors·Section 3(c), Section 3(c)(1)

Changed: Reported amount sold, Reported investors

Apr 21, 2016Form D/A — Amendment

Reported sold: $6,313,626 · Target: Indefinite

Rule 506(b)·18 investors·Section 3(c), Section 3(c)(1)

Changed: Reported amount sold

Apr 21, 2015Form D/A — Amendment

Reported sold: $3,670,164 · Target: Indefinite

Rule 506(b)·18 investors·Section 3(c), Section 3(c)(1)

Changed: Reported amount sold, Reported investors

Apr 21, 2014Form D/A — Amendment

Reported sold: $3,520,164 · Target: Indefinite

Rule 506(b)·16 investors·Section 3(c), Section 3(c)(1)

Changed: Reported amount sold, Reported investors, Exemptions

Apr 22, 2013Form D/A — Amendment

Reported sold: $3,055,164 · Target: Indefinite

Rule 506·11 investors·Section 3(c), Section 3(c)(1)

Changed: Reported amount sold, Reported investors, Non-accredited investors

Mar 27, 2012Form D/A — Amendment

Reported sold: $1,150,000 · Target: Indefinite

Rule 506·3 investors·Section 3(c), Section 3(c)(1)

Changed: Exemptions

Aug 12, 2011Form D — New notice

Reported sold: $1,150,000 · Target: Indefinite

Rule 506·3 investors·Section 3(c), Section 3(c)(7)

Fundraising Profile

Exemptions

Rule 506(b)

Investors in latest filing

42

Revenue Range

—

Reported commissions across identified offerings

$0

Amendment Rate

94%

Latest reported sold across 1 identified offering

$20,217,126

Uses the latest linked filing for each offering. This is not a measure of money raised in the last year or verified lifetime funding.

3 unlinked amendments excluded.

Key People

R&

Rockefeller & Co. LLC

Executive Officer, Promoter

Appears on 8 filings

R&

Rockefeller & Co., Inc.

Related Person

Appears on 7 filings

Filing History

Date	Type	Offering target	Reported sold	Investors
Feb 4, 2026	Amendment	N/A	$22,507,564	42
Feb 7, 2025	Amendment	Indefinite	$20,264,126	42
Feb 9, 2024	Amendment	N/A	$20,217,126	42
Feb 9, 2023	Amendment	Indefinite	$20,217,126	42
Apr 15, 2022	Amendment	Indefinite	$20,217,126	42
Apr 16, 2021	Amendment	Indefinite	$19,507,126	42
Apr 17, 2020	Amendment	Indefinite	$18,591,126	33
Apr 19, 2019	Amendment	Indefinite	$12,153,626	24
Apr 20, 2018	Amendment	Indefinite	$11,698,126	24
Apr 21, 2017	Amendment	Indefinite	$6,336,126	22
Apr 21, 2016	Amendment	Indefinite	$6,313,626	18
Apr 21, 2015	Amendment	Indefinite	$3,670,164	18
Apr 21, 2014	Amendment	Indefinite	$3,520,164	16
Apr 22, 2013	Amendment	Indefinite	$3,055,164	11
Mar 27, 2012	Amendment	Indefinite	$1,150,000	3
Aug 12, 2011	New	Indefinite	$1,150,000	3