What amount sold does Genesis Financial Services Fund, LLC report in Form D filings?

The latest linked filings report $9.1M sold across 3 identified offering(s). 0 unlinked amendment(s) are excluded; 0 offering(s) have no reported amount sold. This is not verified lifetime funding or money raised during a specific period.

When was Genesis Financial Services Fund, LLC's most recent SEC filing?

Genesis Financial Services Fund, LLC's most recent Form D filing was on 2014-05-29.

How many investors does Genesis Financial Services Fund, LLC have?

The most recent Form D filing lists 5 investor(s).

What type of securities does Genesis Financial Services Fund, LLC offer?

Genesis Financial Services Fund, LLC's SEC Form D filings indicate equity offerings.

Genesis Financial Services Fund, LLC

CIK: 0001609294·Pooled Investment Fund·AURORA, CO·Limited Liability Company

Reported Sold

$9,070,000

Total Filings

Identified Offerings

Last Filed

May 29, 2014

Employees

—

Reported sold uses the latest linked filing for each identified offering; it is not verified lifetime funding. SPV filings are shown separately.

About

Company in Pooled Investment Fund industry

SEC EDGAR

Offering filing timeline

May 29, 2014Form D — New notice

Reported sold: $5,970,000 · Target: $5,970,000

Rule 506(b)·11 investors

May 29, 2014Form D — New notice

Reported sold: $1,900,000 · Target: $1,900,000

Rule 506(b)·2 investors

May 29, 2014Form D — New notice

Reported sold: $1,200,000 · Target: $1,200,000

Rule 506(b)·5 investors

Fundraising Profile

Exemptions

Rule 506(b)

Investors in latest filing

Revenue Range

Decline to Disclose

Reported commissions across identified offerings

$10,000

Amendment Rate

Latest reported sold across 3 identified offerings

$9,070,000

Uses the latest linked filing for each offering. This is not a measure of money raised in the last year or verified lifetime funding.

Key People

Edward H. Sondker

Related Person

Appears on 3 filings

Leon Parma

Related Person

Appears on 3 filings

Matt Carpenter

Related Person

Appears on 2 filings

Matt H. Carpenter

Related Person

Appears on 1 filing

Filing History

Date	Type	Offering target	Reported sold	Investors
May 29, 2014	New	$1,200,000	$1,200,000	5
May 29, 2014	New	$1,900,000	$1,900,000	2
May 29, 2014	New	$5,970,000	$5,970,000	11

Filing History

Amendment insights

Loading amendment history…

Comparable issuers

Matched on reported industry and issuer type, then ranked by business location, offering target, and recency. These are filing comparables, not verified business competitors.

DE Southwind, LLC

Pooled Investment Fund

Offering target: $1,000,000

Filed Jul 21, 2026