What amount sold does Swan Defined Risk Diversified Fund, LP report in Form D filings?

The latest linked filings report $24.5M sold across 1 identified offering(s). 2 unlinked amendment(s) are excluded; 0 offering(s) have no reported amount sold. This is not verified lifetime funding or money raised during a specific period.

When was Swan Defined Risk Diversified Fund, LP's most recent SEC filing?

Swan Defined Risk Diversified Fund, LP's most recent Form D filing was on 2022-06-09.

How many investors does Swan Defined Risk Diversified Fund, LP have?

The most recent Form D filing lists 13 investor(s).

Swan Defined Risk Diversified Fund, LP

CIK: 0001702338·Pooled Investment Fund·HUMACAO, PR·Limited Partnership·Founded 2017

Reported Sold

$24,475,522

Total Filings

Identified Offerings

Last Filed

Jun 9, 2022

Employees

—

Reported sold uses the latest linked filing for each identified offering; it is not verified lifetime funding. SPV filings are shown separately. 2 unlinked amendments excluded.

About

Company in Pooled Investment Fund industry

SEC EDGAR

Offering filing timeline

Jun 9, 2022Form D/A — Amendment

Reported sold: $24,475,522 · Target: Indefinite

Rule 506(b)·13 investors·Section 3(c), Section 3(c)(1)

Changed: Reported investors

May 26, 2021Form D/A — Amendment

Reported sold: $24,475,522 · Target: Indefinite

No verified predecessor available.

Rule 506(b)·8 investors·Section 3(c), Section 3(c)(1)

Mar 20, 2019Form D/A — Amendment

Reported sold: $24,475,522 · Target: Indefinite

Rule 506(b)·8 investors·Section 3(c), Section 3(c)(1)

Changed: Reported amount sold

May 7, 2018Form D/A — Amendment

Reported sold: $24,049,172 · Target: Indefinite

Rule 506(b)·8 investors·Section 3(c), Section 3(c)(1)

Changed: Reported amount sold, Reported investors

Apr 7, 2017Form D — New notice

Reported sold: $0 · Target: Indefinite

Rule 506(b)·0 investors·Section 3(c), Section 3(c)(1)

Fundraising Profile

Exemptions

Rule 506(b)

Investors in latest filing

Revenue Range

—

Reported commissions across identified offerings

Amendment Rate

80%

Latest reported sold across 1 identified offering

$24,475,522

Uses the latest linked filing for each offering. This is not a measure of money raised in the last year or verified lifetime funding.

2 unlinked amendments excluded.

Key People

Randy Swan

Related Person

Appears on 5 filings

Swan Wealth Management, LLC

Related Person

Appears on 5 filings

Filing History

Date	Type	Offering target	Reported sold	Investors
Jun 9, 2022	Amendment	Indefinite	$24,475,522	13
May 26, 2021	Amendment	Indefinite	$24,475,522	8
Mar 20, 2019	Amendment	Indefinite	$24,475,522	8
May 7, 2018	Amendment	Indefinite	$24,049,172	8
Apr 7, 2017	New	Indefinite	$0	0

Filing History

Amendment insights

Loading amendment history…

Comparable issuers

Matched on reported industry and issuer type, then ranked by business location, offering target, and recency. These are filing comparables, not verified business competitors.

Connelly Capital QP Fund LLC - Series 8

Pooled Investment Fund

Offering target: Indefinite

Filed Oct 29, 2026