What amount sold does Appleton Retirement, LLC report in Form D filings?

The latest linked filings report $5M sold across 1 identified offering(s). 0 unlinked amendment(s) are excluded; 0 offering(s) have no reported amount sold. This is not verified lifetime funding or money raised during a specific period.

When was Appleton Retirement, LLC's most recent SEC filing?

Appleton Retirement, LLC's most recent Form D filing was on 2017-07-18.

How many investors does Appleton Retirement, LLC have?

The most recent Form D filing lists 87 investor(s).

What type of securities does Appleton Retirement, LLC offer?

Appleton Retirement, LLC's SEC Form D filings indicate equity offerings.

Appleton Retirement, LLC

CIK: 0001706703·Other Health Care·Aberdeen, SD·Limited Liability Company·Founded 2016

Reported Sold

$4,950,000

Total Filings

Identified Offerings

Last Filed

Jul 18, 2017

Employees

—

Reported sold uses the latest linked filing for each identified offering; it is not verified lifetime funding. SPV filings are shown separately.

About

Company in Other Health Care industry

SEC EDGAR

Offering filing timeline

Jul 18, 2017Form D/A — Amendment

Reported sold: $4,950,000 · Target: $4,950,000

Rule 506(b)·87 investors

Changed: Reported amount sold, Reported investors

May 16, 2017Form D — New notice

Reported sold: $4,100,000 · Target: $4,950,000

Rule 506(b)·71 investors

Fundraising Profile

Exemptions

Rule 506(b)

Investors in latest filing

Revenue Range

No Revenues

Reported commissions across identified offerings

Amendment Rate

50%

Latest reported sold across 1 identified offering

$4,950,000

Uses the latest linked filing for each offering. This is not a measure of money raised in the last year or verified lifetime funding.

Key People

James L Thares

Related Person

Appears on 2 filings

William J Schaefbauer

Related Person

Appears on 2 filings

Mark W McNeary

Related Person

Appears on 2 filings

Brian J Morgan

Related Person

Appears on 2 filings

Filing History

Date	Type	Offering target	Reported sold	Investors
Jul 18, 2017	Amendment	$4,950,000	$4,950,000	87
May 16, 2017	New	$4,950,000	$4,100,000	71

Filing History

Amendment insights

Loading amendment history…

Comparable issuers

Matched on reported industry and issuer type, then ranked by business location, offering target, and recency. These are filing comparables, not verified business competitors.

Norman Retirement, LLC

Other Health Care

Offering target: $3,700,000

Filed Sep 10, 2026