Carapace Buffered Dividend Income Fund Series - 1, a series of Carapace Funds, LLC

CIK: 0001721339·Pooled Investment Fund·BEDMINSTER, NJ·Limited Liability Company

Reported Sold

$11,515,000

Total Filings

Identified Offerings

Last Filed

Oct 8, 2025

Employees

—

Reported sold uses the latest linked filing for each identified offering; it is not verified lifetime funding. SPV filings are shown separately.

About

Company in Pooled Investment Fund industry

SEC EDGAR

Offering filing timeline

Oct 8, 2025Form D/A — Amendment

Reported sold: $11,515,000 · Target: Indefinite

Rule 506(b)·57 investors·Section 3(c), Section 3(c)(1)

Oct 9, 2024Form D/A — Amendment

Reported sold: $11,515,000 · Target: Indefinite

Rule 506(b)·57 investors·Section 3(c), Section 3(c)(1)

Changed: Reported amount sold, Reported investors

Oct 13, 2023Form D/A — Amendment

Reported sold: $11,415,000 · Target: Indefinite

Rule 506(b)·56 investors·Section 3(c), Section 3(c)(1)

Changed: Reported amount sold, Reported investors, Exemptions

Oct 14, 2022Form D/A — Amendment

Reported sold: $10,265,000 · Target: Indefinite

Rule 506(b)·47 investors·Section 3(c)(1)

Changed: Reported amount sold, Reported investors

Jun 4, 2021Form D/A — Amendment

Reported sold: $10,329,958 · Target: Indefinite

Rule 506(b)·41 investors·Section 3(c)(1)

Changed: Reported amount sold, Reported investors

Jun 4, 2020Form D/A — Amendment

Reported sold: $10,079,958 · Target: Indefinite

Rule 506(b)·40 investors·Section 3(c)(1)

Changed: Reported amount sold, Reported investors

Jun 7, 2019Form D/A — Amendment

Reported sold: $10,015,000 · Target: Indefinite

Rule 506(b)·39 investors·Section 3(c)(1)

Changed: Reported investors

Jun 8, 2018Form D — New notice

Reported sold: $10,015,000 · Target: Indefinite

Rule 506(b)·38 investors·Section 3(c)(1)

Fundraising Profile

Exemptions

Rule 506(b)

Investors in latest filing

Revenue Range

—

Reported commissions across identified offerings

Amendment Rate

88%

Latest reported sold across 1 identified offering

$11,515,000

Uses the latest linked filing for each offering. This is not a measure of money raised in the last year or verified lifetime funding.

Key People

-C

--- Carapace Financial Advisors LLC

Related Person

Appears on 8 filings

Frederick Ziwot

Related Person

Appears on 8 filings

Oliver Luxxe Assets, LLC

Related Person

Appears on 3 filings

Joseph Sharma

Related Person

Appears on 3 filings

Filing History

Date	Type	Offering target	Reported sold	Investors
Oct 8, 2025	Amendment	Indefinite	$11,515,000	57
Oct 9, 2024	Amendment	Indefinite	$11,515,000	57
Oct 13, 2023	Amendment	Indefinite	$11,415,000	56
Oct 14, 2022	Amendment	Indefinite	$10,265,000	47
Jun 4, 2021	Amendment	Indefinite	$10,329,958	41
Jun 4, 2020	Amendment	Indefinite	$10,079,958	40
Jun 7, 2019	Amendment	Indefinite	$10,015,000	39
Jun 8, 2018	New	Indefinite	$10,015,000	38

Filing History

Amendment insights

Loading amendment history…

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Matched on reported industry and issuer type, then ranked by business location, offering target, and recency. These are filing comparables, not verified business competitors.

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Comparable issuers

Company Info

Entity Type: Limited Liability Company

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Carapace Buffered Dividend Income Fund Series - 1, a series of Carapace Funds, LLC

About

Offering filing timeline

Fundraising Profile

Key People

Filing History

Filing History

Amendment insights

Comparable issuers

Comparable issuers

Company Info

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Frequently Asked Questions

What amount sold does Carapace Buffered Dividend Income Fund Series - 1, a series of Carapace Funds, LLC report in Form D filings?

When was Carapace Buffered Dividend Income Fund Series - 1, a series of Carapace Funds, LLC's most recent SEC filing?

How many investors does Carapace Buffered Dividend Income Fund Series - 1, a series of Carapace Funds, LLC have?

Want to track companies like Carapace Buffered Dividend Income Fund Series - 1, a series of Carapace Funds, LLC?

Offering filing timeline

Fundraising Profile

Key People

Filing History

Comparable issuers

Frequently Asked Questions

What amount sold does Carapace Buffered Dividend Income Fund Series - 1, a series of Carapace Funds, LLC report in Form D filings?

When was Carapace Buffered Dividend Income Fund Series - 1, a series of Carapace Funds, LLC's most recent SEC filing?

How many investors does Carapace Buffered Dividend Income Fund Series - 1, a series of Carapace Funds, LLC have?