LADENBURG THALMANN FINANCIAL SERVICES INC

New Filing
CIK: 0001029730·Other Banking and Financial Services·FLORIDA·Filed: Nov 9, 2011
Total Offering

$160,700,000

Amount Sold

$160,700,000

Investors

13

First Sale

Nov 4, 2011

Offering Details

Type
Debt, Option to Acquire
Exemptions
Rule 506
Entity Type
Corporation
Non-Accredited Investors
No

Related Persons

NameRole
Richard J. Lampen
Related Person
Mark Zeitchick
Related Person
Brett Kaufman
Related Person
Henry C. Beinstein
Related Person
Phillip Frost
Related Person
Brian S. Genson
Related Person
Saul Gilinski
Related Person
Richard M. Krasno
Related Person
Howard M. Lorber
Related Person
Jeffrey S. Podell
Related Person
Richard J. Rosenstock
Related Person
Jacqueline Simkin
Related Person

Company

LADENBURG THALMANN FINANCIAL SERVICES INC

4400 BISCAYNE BLVD.

MIAMI, FL, 33137

212-409-2000

SEC Filing

0001094891-11-000104

View on SEC EDGAR

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LADENBURG THALMANN FINANCIAL SERVICES INC Form D Filing — $160,700,000 | FilingFlow