What amount sold does LADENBURG THALMANN FINANCIAL SERVICES INC report in Form D filings?

The latest linked filings report $196.8M sold across 4 identified offering(s). 0 unlinked amendment(s) are excluded; 0 offering(s) have no reported amount sold. This is not verified lifetime funding or money raised during a specific period.

When was LADENBURG THALMANN FINANCIAL SERVICES INC's most recent SEC filing?

LADENBURG THALMANN FINANCIAL SERVICES INC's most recent Form D filing was on 2014-08-21.

How many investors does LADENBURG THALMANN FINANCIAL SERVICES INC have?

The most recent Form D filing lists 7 investor(s).

What type of securities does LADENBURG THALMANN FINANCIAL SERVICES INC offer?

LADENBURG THALMANN FINANCIAL SERVICES INC's SEC Form D filings indicate equity, debt offerings.

LADENBURG THALMANN FINANCIAL SERVICES INC

CIK: 0001029730·Other Banking and Financial Services·MIAMI, FL·Corporation

Reported Sold

$196,769,705

Total Filings

Identified Offerings

Last Filed

Aug 21, 2014

Employees

—

Reported sold uses the latest linked filing for each identified offering; it is not verified lifetime funding. SPV filings are shown separately.

About

Company in Other Banking and Financial Services industry

SEC EDGAR

Offering filing timeline

Aug 21, 2014Form D — New notice

Reported sold: $13,000,000 · Target: $13,000,000

Rule 506(b)·7 investors

Aug 12, 2014Form D — New notice

Reported sold: $9,019,705 · Target: $9,019,705

Rule 506(b)·19 investors

Nov 9, 2011Form D — New notice

Reported sold: $160,700,000 · Target: $160,700,000

Rule 506·13 investors

Jun 11, 2010Form D — New notice

Reported sold: $14,050,000 · Target: $14,050,000

Rule 506·20 investors

Fundraising Profile

Exemptions

Rule 506(b)

Investors in latest filing

Revenue Range

Over $100,000,000

Reported commissions across identified offerings

Amendment Rate

Latest reported sold across 4 identified offerings

$196,769,705

Uses the latest linked filing for each offering. This is not a measure of money raised in the last year or verified lifetime funding.

Key People

Richard J. Lampen

Related Person

Appears on 4 filings

Mark Zeitchick

Related Person

Appears on 4 filings

Brett Kaufman

Related Person

Appears on 4 filings

Henry C. Beinstein

Related Person

Appears on 4 filings

Brian S. Genson

Related Person

Appears on 4 filings

Saul Gilinski

Related Person

Appears on 4 filings

Richard M. Krasno

Related Person

Appears on 4 filings

Phillip Frost

Related Person

Appears on 4 filings

Filing History

Date	Type	Offering target	Reported sold	Investors
Aug 21, 2014	New	$13,000,000	$13,000,000	7
Aug 12, 2014	New	$9,019,705	$9,019,705	19
Nov 9, 2011	New	$160,700,000	$160,700,000	13
Jun 11, 2010	New	$14,050,000	$14,050,000	20

Filing History

Amendment insights

Loading amendment history…

Comparable issuers

Matched on reported industry and issuer type, then ranked by business location, offering target, and recency. These are filing comparables, not verified business competitors.

Vadera Capital Corp

Other Banking and Financial Services

Offering target: $10,000,000

Filed Jul 16, 2026