LADENBURG THALMANN FINANCIAL SERVICES INC
New Filing
CIK: 0001029730·Other Banking and Financial Services·FLORIDA·Filed: Aug 12, 2014
Total Offering
$9,019,705
Amount Sold
$9,019,705
Investors
19
First Sale
Jul 31, 2014
Offering Details
- Type
- Equity
- Exemptions
- Rule 506(b)
- Entity Type
- Corporation
- Non-Accredited Investors
- No
Related Persons
| Name | Role |
|---|---|
| Richard J. Lampen | Related Person |
| Mark Zeitchick | Related Person |
| Brett Kaufman | Related Person |
| Henry C. Beinstein | Related Person |
| Phillip Frost | Related Person |
| Brian S. Genson | Related Person |
| Saul Gilinski | Related Person |
| Richard M. Krasno | Related Person |
| Howard M. Lorber | Related Person |
| Jeffrey S. Podell | Related Person |
| Richard J. Rosenstock | Related Person |
| Jacqueline M. Simkin | Related Person |
| Dmitry Kolosov | Related Person |
| Adam Malamed | Related Person |
| Joseph Giovanniello, Jr. | Related Person |
Company
SEC Filing
0001144204-14-048901
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